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Alphatec Holdings, Inc. — Director's Dealing 2015
Mar 31, 2015
31614_dirs_2015-03-31_ac5cc62e-4f14-49f2-be03-748ad3615349.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2015-02-25
Reporting Person: CROSS LESLIE H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-25 | Restricted Common Stock | A | 55556 | — | Acquired | 570326 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-25 | NQ Stock Option | $1.35 | A | 68027 | Acquired | 2025-02-25 | Common Stock (68027) | Direct |
Footnotes
F1: The shares vest in four tranches with 25% of the shares being eligible for vesting on each anniversary of the date of the grant. The vesting is also continegent upon the company achieving a defined level of stock performance.
F2: 25% of the shares vest on the anniversary of the date of grant. The remaining 75% of the shares vest in 12 tranches each three-months thereafter.
F3: Exercise price per share.
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