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Alphatec Holdings, Inc. — Director's Dealing 2015
Mar 31, 2015
31614_dirs_2015-03-31_b6155afc-1f9e-462f-9bf4-7ca9ddc75360.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2015-02-25
Reporting Person: Molson R Ian (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-25 | Restricted Common Stock | A | 33334 | — | Acquired | 188112 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-25 | NQ Stock Option | $1.35 | A | 40816 | Acquired | 2025-02-25 | Common Stock (40816) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 199988 | Indirect |
Footnotes
F1: Exercise Price Per Share
F2: Such shares of common stock are held by the Swiftsure Trust. Mr. Molosn controls Nantel Investment Ltd., which is the benificiary of the Swiftsure Trust. Mr. Molson disclaims beneficial ownership of the shares owned by the Swiftsure Trust except as to his proportional pecuniary interest in such shares.
F3: The shares vest in three tranches with one-third of the shares vesting on the anniversary date of the grant, and one-third vesting each anniversary thereafter.
F4: The shares vest in one tranche with all of the shares vesting on the anniversary of the date of grant.