Alphatec Holdings, Inc. — Director's Dealing 2014

Feb 6, 2014

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2013-12-27

Reporting Person: Plunkett Michael Joseph (Chief Operating Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	57718	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Incentive Stock Option	$2.17	2022-03-19	Common Stock (75000)		Direct
Incentive Stock Option	$1.72	2023-01-04	Common Stock (65000)		Direct
Incentive Stock Option	$2.04	2023-08-08	Common Stock (30000)		Direct

Footnotes

F1: Of such common stock, 35,300 are subject to restricted stock agreements, which require the holder to remain an employee of the issuer in order for the common stock to vest over time.

F2: The options vest over four years with 25% vesting on the anniversary of the date of grant, and the remainder vesting in 12 tranches each three months thereafter.