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Alphatec Holdings, Inc. Director's Dealing 2014

Feb 6, 2014

31614_dirs_2014-02-06_3c7c34c6-a8d6-4375-8ed8-66410a17a35a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2014-01-08

Reporting Person: Plunkett Michael Joseph (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-01-08 Restricted Common Stock A 75000 Acquired 132718 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-01-08 Incentive Stock Option $2.01 A 25000 Acquired 2024-01-08 Common Stock (25000) Direct

Footnotes

F1: The shares vest over four years with 25% vesting on each anniversary of the date of grant.

F2: The options vest over four years with 25% vesting on the anniverdary of the date of grant and the remainder vesting in 12 tranches each three months thereafter.

F3: The exercise price per share.