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Alphatec Holdings, Inc. Director's Dealing 2014

May 8, 2014

31614_dirs_2014-05-08_5be0ccb8-adb0-45e5-b276-6f83add425c5.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2014-05-01

Reporting Person: CORBETT JAMES (Director, President and CEO)

Holdings (Non-Derivative)

Security Shares Ownership
Restricted Common Stock 250000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Incentive Stock Options $1.36 2024-05-01 Common Stock (250000) Direct
Incenctive Stockl Optionms $1.36 2024-05-01 Common Stock (250000) Direct

Footnotes

F1: The shares vest over four years, with 25% of such shares vesting on each anniversary of the grant date, provided that the total shareholder return for a $100 investment in the Company's common stock that was invested one year prior to the applicable vesting date is no less than the median total shareholder return over such period of $100 invested in the Company's executive compensation peer group, as determined by the Board in its sole discretion (the "Performance Criteria").

F2: The options vest over four years, with 25% of such options vesting on the first anniversary of the grant date and the remaining 75% of such options vesting in 12 tranches each three month period thereafter.

F3: The options vest over four years, with 25% vesting on each anniversary of the grant date, but only if the Performance Criteria is met.