Alphatec Holdings, Inc. — Director's Dealing 2013

Jan 8, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2013-01-04

Reporting Person: CROSS LESLIE H (Director, Chairman and CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-01-04	Incentive Stock Option	$1.72	A	400000	Disposed	2023-01-04	Common Stock (400000)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Incentive Stock Option	$2.05	2022-03-13	Common Stock (400000)	425000	Direct
NQ Stock Option	$2.62	2021-03-25	Common Stock (25000)	25000	Direct

Footnotes

F1: The shares vest annually over three years.

F2: 25% vest on the anniversary grant, and 1/12th of the vests every three months thereafter. In addition, in order to vest, two criteria must be met on a vesting date: (i) Mr. Cross must be Chairman or CEO; and (ii) the achievement of certain stock performance metrics.

F3: Exercise price per share.

F4: The options vest over four years with 25% vesting on the anniversary of the grant date and the remaining 75% vesting in 12 tranches every three months thereafter.