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Alphatec Holdings, Inc. Director's Dealing 2013

Jun 12, 2013

31614_dirs_2013-06-12_a1d299b7-7d8e-46d8-adad-9b56a8a4f251.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2013-06-10

Reporting Person: Ryan Patrick (COO and President, Int'l.)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-12-19 NQ Stock Option $2.05 A 200000 Acquired 2019-12-19 Common Stock (200000) Direct

Footnotes

F1: This option grant was made after the holder agreed to forfeit options granted to him on April 11, 2011. This transaction is described iun greater detail in a Schedule TO that the issuer filed with the SEC on December 19, 2012.

F2: Represents the uncancelled portion of the 250,000 options that were granted to the holder on December 19, 2013.

F3: The options vest over three years with one third vesting on the anniversary of the date of the grant and the remaining two thirds vesting each of the three months thereafter in eight tranches.

F4: The exercise price per share.