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Alphatec Holdings, Inc. — Director's Dealing 2013
Jun 12, 2013
31614_dirs_2013-06-12_a1d299b7-7d8e-46d8-adad-9b56a8a4f251.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2013-06-10
Reporting Person: Ryan Patrick (COO and President, Int'l.)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-19 | NQ Stock Option | $2.05 | A | 200000 | Acquired | 2019-12-19 | Common Stock (200000) | Direct |
Footnotes
F1: This option grant was made after the holder agreed to forfeit options granted to him on April 11, 2011. This transaction is described iun greater detail in a Schedule TO that the issuer filed with the SEC on December 19, 2012.
F2: Represents the uncancelled portion of the 250,000 options that were granted to the holder on December 19, 2013.
F3: The options vest over three years with one third vesting on the anniversary of the date of the grant and the remaining two thirds vesting each of the three months thereafter in eight tranches.
F4: The exercise price per share.