Alphatec Holdings, Inc. — Director's Dealing 2013

Jun 25, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2013-06-21

Reporting Person: O'Neill Michael (CFO and Vice President)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-06-21	Incentive Stock option	$2.23	A	100000	Acquired	2020-10-11	Common Stock (100000)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Incentive Stock Option	$1.72	2023-01-04	Common Stock (125000)	250000	Direct
NQ Stock Option	$2.05	2019-12-19	Common Stock (25000)	125000	Direct
Incentive Stock Option	$2.23	2020-10-11	Common Stock (100000)	100000	Direct

Footnotes

F1: Exercise price per share.

F2: This option grant was made after the holder agreed to forfeit 25,000 options granted to him on August 1, 2011. This transaction is described in greater detail in a Schedule TO that the issuer filed with the SEC on December 19, 2012.

F3: The shares vest over three years with one third vesting on the first anniversary of the date of issuance, and the remaining two thirds vesting in eight tranches each three months thereafter.

F4: The options vest over four years with 25% vesting on the anniversary of the grant date and the remaining 75% vesting in 12 tranches every three months thereafter.

F5: 62.5% of the options are vested on the date of grant. An additional 6.25% vests on July 11, 2013 and each three months thereafter.