Alphatec Holdings, Inc. — Director's Dealing 2013

Sep 18, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2013-08-08

Reporting Person: O'Neill Michael (CFO and Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-08-08	Restricted Common Stock	A	18750	—	Acquired	116085	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-08-08	Stock Option	$2.04	A	56250	Acquired	2023-08-08	Common Stock (56250)	Direct

Footnotes

F1: The shares vest in four tranches with 25% of the shares being eligible for vesting on each anniversary of the date of the grant. The vesting is also continegent upon the company achieving a defined level of stock performance.

F2: Exercise price per share.

F3: 25% of the shares vest on the anniversary of the date of grant. The remaining 75% vest in 12 tranches each three months thereafter.