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Alphatec Holdings, Inc. — Director's Dealing 2013
Sep 18, 2013
31614_dirs_2013-09-18_381c7fa8-bdca-491d-911e-849a8d818305.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2013-08-08
Reporting Person: Garner Ebun (General Counsel and SVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-08 | Restricted Common Stock | A | 18750 | — | Acquired | 77818 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-08 | NQ Stock Option | $2.04 | A | 56250 | Acquired | 2023-08-08 | Common Stock (56250) | Direct |
Footnotes
F1: The shares vest in four tranches with 25% of the shares being eligible for vesting on each anniversary of the date of the grant. The vesting is also continegent upon the company achieving a defined level of stock performance.
F2: 25% of the shares vest on the anniversary of the date of grant. The remaining 75% vest in 12 tranches each three months thereafter.
F3: Exercise price per share.
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