Alphatec Holdings, Inc. — Director's Dealing 2013

Jun 12, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2013-06-10

Reporting Person: Ryan Patrick (COO and President, Int'l.)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-06-10	NQ Common Stock	$2.05	A	50000	Acquired	2019-12-19	Common Stock (50000)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Incentive Stock Option	$1.72	2023-01-04	Common Stock (125000)	325000	Direct
NQ Stock Option	$2.05	2019-12-19	Common Stock (200000)	200000	Direct

Footnotes

F1: This option grant was made after the holder agreed to forfeit options granted to him on April 25, 2011. This transaction is described in greater detail in a Schedule TO that the issuer filed with the SEC on December 19, 2012.

F2: The options vests over three years with one third vesting on the anniversary of the grant date and the remaining two thirds vesting each three months thereafter in eight tranches.

F3: Exercise price per share.

F4: The options vests over four years with one quarter vesting on the anniversary of the grant date and the remaining three quarters vesting each three months thereafter in 12 tranches.

F5: The options vests over three years with one third vesting on December 19, 2013 and the remaining two thirds vesting each three months thereafter in eight tranches.