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Alphatec Holdings, Inc. — Director's Dealing 2013
Jan 8, 2013
31614_dirs_2013-01-08_bfd91148-47d6-4894-9f26-21fc16a9de98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2013-01-04
Reporting Person: Ryan Patrick (Chief Operating Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-04 | Incentive Stock Option | $1.72 | A | 125000 | Acquired | 2023-01-04 | Common Stock (125000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| NQ Stock Option | $2.05 | 2019-12-19 | Common Stock (250000) | 250000 | Direct |
Footnotes
F1: This option grant was made after the holder agreed to forfeit 25,000 options granted to him on April 25, 2011. This transaction is described in greater detail in a Schedule TO that the issuer filed with the SEC on December 19, 2012.
F2: The options vests over three years with one third vesting on the anniversary of the grant date and the remaining two thirds vesting each three months thereafter in eight tranches.
F3: Exercise price per share.
F4: The options vests over four years with one quarter vesting on the anniversary of the grant date and the remaining three quarters vesting each three months thereafter in 12 tranches.