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Alphatec Holdings, Inc. — Director's Dealing 2012
Nov 30, 2012
31614_dirs_2012-11-30_d79cf9ee-5dd1-4942-b6c1-b31076c3be2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2012-11-28
Reporting Person: Berkowitz Mortimer III (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-28 | Common Stock | S | 100000 | $1.51 | Disposed | 10777173 | Indirect |
| 2012-11-28 | Common Stock | S | 100000 | $1.51 | Disposed | 21010565 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 23700 | Direct |
Footnotes
F1: Mortimer Berkowitz III is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P. In addition, Mr. Berkowitz is a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. Mr. Berkowitz may be deemed to beneficially own the securities held by HealthpointCapital Partners, L.P. and HealthpointCapital Partners II, L.P. Accordingly, Mr. Berkowitz disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares.
F2: Includes shares owned by Mortimer Berkowitz III and shares owned by his wife, Amelia M. Berkowitz.