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Alphatec Holdings, Inc. Director's Dealing 2012

Nov 30, 2012

31614_dirs_2012-11-30_d79cf9ee-5dd1-4942-b6c1-b31076c3be2a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2012-11-28

Reporting Person: Berkowitz Mortimer III (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-28 Common Stock S 100000 $1.51 Disposed 10777173 Indirect
2012-11-28 Common Stock S 100000 $1.51 Disposed 21010565 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 23700 Direct

Footnotes

F1: Mortimer Berkowitz III is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P. In addition, Mr. Berkowitz is a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. Mr. Berkowitz may be deemed to beneficially own the securities held by HealthpointCapital Partners, L.P. and HealthpointCapital Partners II, L.P. Accordingly, Mr. Berkowitz disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares.

F2: Includes shares owned by Mortimer Berkowitz III and shares owned by his wife, Amelia M. Berkowitz.