Alphatec Holdings, Inc. — Director's Dealing 2012

Oct 9, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2012-07-25

Reporting Person: Molson R Ian (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-07-25	Restricted Common Stock	A	26272	—	Acquired	102209	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2012-07-25	NQ Stock Option	$1.69	A	21170	Acquired	2022-07-25	Common stock (21170)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	199988	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
NQ Stock Option	$3.93	2017-08-22	Common Stock (7500)	7500	Direct
NQ Stock Option	$4.78	2018-07-31	Common Stock (7500)	15000	Direct
NQ Stock Option	$2.31	2020-11-04	Common Stock (7500)	22500	Direct
NQ Stock Option	$4.45	2019-08-04	Common Stock (40000)	43074	Direct
NQ Stock Option	$2.31	2020-11-04	Common Stock (20574)	43074	Direct
NQ Stock Option	$2.86	2021-07-27	Common Stock (25000)	68074	Direct

Footnotes

F1: Exercise price per share

F2: The options vest in three equal tranches over three years.

F3: Represents number of shares of common stock issuable upon exercise.

F4: Reflects all transactions set forth in this Form 4.

F5: The shares vest over one year, with 100% of the shares being vested in one year.

F6: Such shares of common stock are held by the Swiftsure Trust. Mr. Molosn controls Nantel Investment Ltd., which is the benificiary of the Swiftsure Trust. Mr. Molson disclaims beneficial ownership of the shares owned by the Swiftsure Trust except as to his proportianate pecuniary interest in such shares.