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Alphatec Holdings, Inc. — Director's Dealing 2012
Apr 3, 2012
31614_dirs_2012-04-03_9e5d099f-5200-4f07-becd-680ed2bebc86.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2012-03-13
Reporting Person: CROSS LESLIE H (Director, Chairman and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-13 | Incentive Stock Option | $2.05 | A | 400000 | Acquired | 2022-03-13 | Common Stock (400000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| NQ Stock Option | $2.62 | 2021-03-25 | Common Stock (25000) | 25000 | Direct |
Footnotes
F1: The shares vest annually over three years.
F2: 25% vest on the anniversary grant, and 1/12th of the vests every three months thereafter. In addition, in order to vest, two criteria must be met on a vesting date: (i) Mr. Cross must be Chairman or CEO; and (ii) the achievement of certain stock performance metrics.
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