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Alphatec Holdings, Inc. — Director's Dealing 2012
Nov 30, 2012
31614_dirs_2012-11-30_c8c19ace-1ad2-4603-8d93-29b04a99e1e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2012-11-28
Reporting Person: Foster John (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-28 | Common Stock | S | 100000 | $1.51 | Disposed | 10777173 | Indirect |
| 2012-11-28 | Common Stock | S | 100000 | $1.51 | Disposed | 21010565 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 181300 | Direct |
Footnotes
F1: John H. Foster is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P. In addition, Mr. Foster is a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. Mr. Foster may be deemed to beneficially own the securities held by HealthpointCapital Partners, L.P. and HealthpointCapital Partners II, L.P. Accordingly, Mr. Foster disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares.
F2: Includes 150,900 shares owned by John H. Foster and 30,400 shares owned by John H. Foster, trustee u/w of Virginia C. Foster. Mr. Foster is a trustee and the principal beneficiary of such trust.