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Alphatec Holdings, Inc. — Director's Dealing 2012
Dec 31, 2012
31614_dirs_2012-12-31_3cec2496-1498-405e-bbab-c22080a29333.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2012-12-19
Reporting Person: O'Neill Michael (CFO and Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-19 | NQ Stock Option | $2.05 | A | 25000 | Acquired | 2019-12-19 | Common Stock (25000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option | $2.23 | 2020-10-11 | Common Stock (200000) | 200000 | Direct |
Footnotes
F1: Exercise price per share.
F2: This option grant was made after the holder agreed to forfeit 25,000 options granted to him on August 1, 2011. This transaction is described in greater detail in a Schedule TO that the issuer filed with the SEC on December 19, 2012.
F3: The shares vest over three years with one third vesting on the first anniversary of the date of issuance, and the remaining two thirds vesting in eight tranches each three months thereafter.
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