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Alphatec Holdings, Inc. Director's Dealing 2012

Dec 31, 2012

31614_dirs_2012-12-31_3cec2496-1498-405e-bbab-c22080a29333.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2012-12-19

Reporting Person: O'Neill Michael (CFO and Vice President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-12-19 NQ Stock Option $2.05 A 25000 Acquired 2019-12-19 Common Stock (25000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Incentive Stock Option $2.23 2020-10-11 Common Stock (200000) 200000 Direct

Footnotes

F1: Exercise price per share.

F2: This option grant was made after the holder agreed to forfeit 25,000 options granted to him on August 1, 2011. This transaction is described in greater detail in a Schedule TO that the issuer filed with the SEC on December 19, 2012.

F3: The shares vest over three years with one third vesting on the first anniversary of the date of issuance, and the remaining two thirds vesting in eight tranches each three months thereafter.