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Alphatec Holdings, Inc. — Director's Dealing 2012
Oct 9, 2012
31614_dirs_2012-10-09_336c0916-521f-499a-aa06-ce3471756a2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2012-07-25
Reporting Person: MARSHALL SIRI S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-25 | Restricted Common Stock | A | 26272 | — | Acquired | 26272 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-07-25 | NQ Stock Option | $1.69 | A | 21170 | Acquired | 2022-07-25 | Common Stock (21170) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| NQ Stock Option | $4.49 | 2018-10-24 | Commoin Stock (15000) | 15000 | Direct |
| NQ Stock Option | $4.45 | 2019-08-04 | Common Stock (7500) | 22500 | Direct |
| NQ Stock Option | $2.31 | 2020-11-04 | Common Stock (7500) | 30000 | Direct |
| NQ Stock Option | $2.86 | 2021-11-27 | Common Stock (25000) | 55000 | Direct |
Footnotes
F1: Exercise price per share.
F2: The options vest in three equal tranches over three years.
F3: The shares vest over one year, with 100% of the shares being vested in one year.
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