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Alphatec Holdings, Inc. — Director's Dealing 2012
Dec 31, 2012
31614_dirs_2012-12-31_c71f856d-86ea-4ff4-b5d5-14e2329a919c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2012-12-19
Reporting Person: Garner Ebun (General Counsel and SVP)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-19 | NQ Stock Option | $2.05 | A | 103925 | Acquired | 2019-12-19 | Common Stock (103925) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option | $1.28 | 2019-03-06 | Common Stock (20000) | 75000 | Direct |
| Incentive Stock Option | $2.31 | 2010-11-04 | Common Stock (55000) | 55000 | Direct |
Footnotes
F1: Exercise price per share
F2: This option grant was made after the holder agreed to forfeit 103,925 options previously granted to him. This transaction is described in greater detail in a Schedule TO that the issuer filed with the SEC on December 19, 2012.
F3: The options vest over thre years with one third vesting on the anniversary of the grant date and the remaining two thirds vesting in eicht tranches every three months thereafter.
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