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Alphatec Holdings, Inc. Director's Dealing 2012

Nov 23, 2012

31614_dirs_2012-11-23_d0146d1f-a8a3-4928-a2f6-bfb9552a6503.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2012-07-25

Reporting Person: DESAI ROHIT M (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-07-25 Restricted Common Stock A 26272 Acquired 26272 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-07-25 NQ Srock Option $1.69 A 21170 Acquired 2022-07-25 Common Stock (21170) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
NQ Stock Option $5.11 2018-01-31 Common Stock (15000) 15000 Direct
NQ Stock Option $4.78 2018-07-31 Common Stock (7500) 22500 Direct
NQ Stock Option $4.45 2019-08-04 Common Stock (7500) 30000 Direct
NQ Stock Options $2.31 2010-11-04 Common Stock (7500) 37500 Direct
NQ Stock Options $2.86 2021-07-27 Common Stock (25000) 62500 Direct

Footnotes

F1: Exercise price per share

F2: The options vest in three equal tranches over three years.

F3: The shares vest in one year, with 100% of the shares vesting on the anniversary of the grant date.