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Alphatec Holdings, Inc. — Director's Dealing 2011
Jan 5, 2011
31614_dirs_2011-01-05_d4ffa903-0c07-4bc4-8d21-149d3d08d2b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2010-11-04
Reporting Person: Stott Kermit P. (VP, Operations)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-04 | Incentive Stock Options | $2.31 | A | 25000 | Disposed | 2020-11-04 | Common Stock (25000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option | $4.79 | 2017-07-30 | Common Stock (20000) | 20000 | Direct |
| Incentive Stock Option | $1.28 | 2019-03-06 | Common Stock (25000) | 45000 | Direct |
| Incentive Stock options | $4.45 | 2019-08-04 | Common Stock (25000) | 70000 | Direct |
Footnotes
F1: Exercise price per share
F2: The options vest in four equal installments over four years.
F3: 25% of the options vest on the anniversary of the date of grant, thereafter, The options vest in 12 tranches beginning on the date that is three months thereafter.
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