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Alphatec Holdings, Inc. — Director's Dealing 2011
Jan 21, 2011
31614_dirs_2011-01-21_212cbd6e-a945-4fe9-8f8d-75d0c9135bcc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2010-11-04
Reporting Person: Molson R Ian (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-04 | NQ Stock Option | $4.45 | J | 40000 | Disposed | 2019-08-04 | Common Stock (40.000) | Direct |
| 2010-11-04 | NQ Stock Option | $2.31 | A | 20574 | Acquired | 2020-11-04 | Common Stock (20574) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| NQ Stock Option | $3.93 | 2017-08-22 | Common Stock (7500) | 7500 | Direct |
| NQ Stock Option | $4.78 | 2018-07-31 | Common Stock (7500) | 15000 | Direct |
| NQ Stock Option | $2.31 | 2020-11-04 | Common Stock (7500) | 22500 | Direct |
Footnotes
F1: Exercise price per share
F2: The options vest in three equal tranches over three years.
F3: The options were cancelled by mutual agreement of the holder and the issuer. The parties agreed to cancel the options in connection with the issuance of a lower number of options as set forth in this Form 4.
F4: Reflects all transactions set forth in this Form 4.
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