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Alphatec Holdings, Inc. — Director's Dealing 2011
Jan 21, 2011
31614_dirs_2011-01-21_924049b4-7f1c-4a14-a824-de0418314136.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2011-11-04
Reporting Person: Burckhardt Oliver (President, International)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-26 | Incentive Stock Option | $6.39 | J | 320549 | Disposed | 2020-03-26 | Common Stock (320549) | Direct |
| 2010-11-04 | Incentive Stock Option | $2.31 | A | 188000 | Acquired | 2020-11-04 | Common Stock (188000) | Direct |
Footnotes
F1: The options were cancelled by mutual agreement of the holder and the issuer. The parties agreed to cancel the options in connection with the issuance of a lower number of options as set forth in this Form 4.
F2: Exercise price per share.
F3: Reflects all transactions set forth in this Form 4.
F4: The shares vest over four years. 25% of the options vest on the anniversary of the grant, and the remaining 75% vest in 12 equal tranches each three months thereafter.
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