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Alphatec Holdings, Inc. Director's Dealing 2011

Jan 5, 2011

31614_dirs_2011-01-05_4dae7d99-0401-451c-b08b-3a316af8575b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2010-11-04

Reporting Person: Asai Mitsuo (President, Alphatec Pacific)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2010-11-04 Incentive Stock Option $2.31 A 25000 Acquired 2011-11-04 Common Stock (25000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Incentive Stock Option $4.79 2018-07-30 Common Stock (10000) 80000 Direct
Incentive Stock Option $5.20 2018-04-01 Common Stock (70000) 70000 Direct
Incentive Stock Option $4.45 2019-08-04 Common Stock (10000) 100000 Direct

Footnotes

F1: Exercise price per share

F2: The options vest equally in four tranches over four years.

F3: 25% of the options vest on the anniversary of the date of grant, thereafter, The options vest in 12 tranches beginning on the date that is three months thereafter.