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Alphatec Holdings, Inc. — Director's Dealing 2011
Jan 5, 2011
31614_dirs_2011-01-05_c05d0575-3195-4c26-8a0b-095f516c966d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2010-10-11
Reporting Person: O'Neill Michael (CFO and Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-10-11 | Common Stock | A | 100000 | $0.0001 | Acquired | 100000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-10-11 | Incentive Stock Option | $2.23 | A | 200000 | Acquired | 2020-10-11 | Common Stock (200000) | Direct |
Footnotes
F1: The shares are granted pursuant to a restricted stock agreement. The issuer has a lapsing repurchase right with respect to the shares with 25% of such right lapsing on each anniversary of the date of grant.
F2: Exercise price per share.
F3: The shares vest over four years with 25% vesting on the first anniversary of the date of issuance, and the remaining 75% vesting in 12 tranches each three months thereafter.
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