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Alphatec Holdings, Inc. — Director's Dealing 2010
Apr 12, 2010
31614_dirs_2010-04-12_baeefc5d-b0f9-4952-8019-622303dfe2d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphatec Holdings, Inc. (ATEC)
CIK: 0001350653
Period of Report: 2010-03-26
Reporting Person: HGP II, LLC (Director, 10% Owner)
Reporting Person: HEALTHPOINTCAPITAL PARTNERS II L P (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-26 | Common Stock | A | 14423558 | — | Acquired | 22454744 | Direct |
Footnotes
F1: The Reporting Persons acquired the shares in connection with the Issuer's acquisition of Scient'x S.A. HealthpointCapital Partners II, L.P. and HCPII Co-Invest Vehicle II, L.P. received 14,423,558 and 1,344,179 shares of common stock of the Issuer, respectively, in exchange for 9,259,126 shares of common stock of Scient'x S.A. that they held indirectly in the aggregate. On the closing of the acquisition, the closing price of the Issuer's common stock was $6.39 per share.
F2: Such shares are held by HealthpointCapital Partners II, L.P. and HCPII Co-Invest Vehicle II, L.P. HGP II, LLC disclaims beneficial ownership of the shares except to the extent of its pecuniary interest in such shares.
F3: This form is filed jointly by HGP II, LLC and HealthpointCapital Partners II, L.P. HGP II, LLC is the general partner of HealthpointCapital Partners II, L.P. and HCPII Co-Invest Vehicle II, L.P and is deemed to beneficially own all of the shares held by each of HealthpointCapital Partners II, L.P. and HCPII Co-Invest Vehicle II, L.P. HGP II, LLC disclaims beneficial ownership of the shares except to the extent of its pecuniary interest in such shares. Mortimer Berkowitz III and John H. Foster, who are directors of the Issuer, are each a managing member of HGP II, LLC. Messrs. Berkowitz and Foster are representatives of HGP II, LLC and HealthpointCapital Partners II, L.P. on the Issuer's board of directors and each of HGP II, LLC and HealthpointCapital Partners II, L.P. is a "director by deputization."