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Alphabet Inc. — Director's Dealing 2024
Oct 16, 2024
29736_dirs_2024-10-15_f285cbb9-e50f-4b25-9f25-3a989c452afa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphabet Inc. (GOOGL)
CIK: 0001652044
Period of Report: 2024-10-10
Reporting Person: Shriram Kavitark Ram (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-10-10 | Class A Common Stock | G | 195700 | — | Disposed | 320864 | Indirect |
| 2024-10-10 | Class A Common Stock | G | 195700 | — | Acquired | 340966 | Direct |
| 2024-10-10 | Class A Common Stock | G | 195700 | — | Disposed | 319344 | Indirect |
| 2024-10-10 | Class A Common Stock | G | 195700 | — | Acquired | 321066 | Indirect |
| 2024-10-10 | Class C Capital Stock | G | 195700 | — | Disposed | 320864 | Indirect |
| 2024-10-10 | Class C Capital Stock | G | 195700 | — | Acquired | 810936 | Direct |
| 2024-10-10 | Class C Capital Stock | G | 195700 | — | Disposed | 319344 | Indirect |
| 2024-10-10 | Class C Capital Stock | G | 195700 | — | Acquired | 724526 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 337680 | Indirect |
| Class A Common Stock | 220410 | Indirect |
| Class A Common Stock | 220410 | Indirect |
| Class C Capital Stock | 220410 | Indirect |
| Class C Capital Stock | 220410 | Indirect |
| Class C Capital Stock | 338600 | Indirect |
| Class C Google Stock Units | 541 | Direct |
| Class C Google Stock Units | 1383 | Direct |
| Class C Google Stock Units | 1959 | Direct |
| Class C Google Stock Units | 1833 | Direct |
Footnotes
F1: Reflects an annuity payment on October 10, 2024 of 195,700 shares of Class A Common stock and 195,700 shares of Class C Capital stock from the 2021 RS Irrevocable Trust UAD 9/10/2021 (2021 GRAT) to the Reporting Person. The Reporting Person is both trustee and sole annuitant of the 2021 GRAT and believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 (Exchange Act).
F2: Reflects an annuity payment on October 10, 2024 of 195,700 shares of Class A Common stock and 195,700 shares of Class C Capital stock from the 2021 VS Irrevocable Trust UAD 9/10/2021 (2021 VS GRAT) to the Reporting Person's spouse. The Reporting Person's spouse is both trustee and sole annuitant of the 2021 VS GRAT. The Reporting Person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act.
F3: The Reporting Person is trustee and beneficiary of the 2022 RS Irrevocable Trust UAD 10/28/2022.
F4: The Reporting Person's spouse is trustee and beneficiary of the 2022 VS Irrevocable Trust UAD 10/28/2022.
F5: The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant vested on July 25, 2021 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F6: 1/48th of GSU grant vested on July 25, 2022 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F7: 1/48th of GSU grant vested on July 25, 2023 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F8: 1/48th of GSUs vested on July 25, 2023 and an additional 1/48th of GSUs vests on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.