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Alphabet Inc. — Director's Dealing 2023
Feb 14, 2023
29736_dirs_2023-02-13_ac32b580-675a-411e-aee1-b1c4691dee5d.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Alphabet Inc. (GOOG)
CIK: 0001652044
Period of Report: 2022-12-31
Reporting Person: Shriram Kavitark Ram (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 182240 | Direct |
| Class A Common Stock | 337680 | Indirect |
| Class A Common Stock | 160820 | Indirect |
| Class A Common Stock | 734324 | Indirect |
| Class A Common Stock | 734324 | Indirect |
| Class A Common Stock | 265676 | Indirect |
| Class A Common Stock | 265676 | Indirect |
| Class C Capital Stock | 265676 | Indirect |
| Class C Capital Stock | 265676 | Indirect |
| Class C Capital Stock | 734324 | Indirect |
| Class C Capital Stock | 734324 | Indirect |
| Class C Capital Stock | 338600 | Indirect |
| Class C Capital Stock | 264280 | Indirect |
| Class C Capital Stock | 344380 | Direct |
| Class C Google Stock Units | 800 | Direct |
| Class C Google Stock Units | 1760 | Direct |
| Class C Google Stock Units | 1840 | Direct |
| Class C Google Stock Units | 2740 | Direct |
Footnotes
F1: On December 29, 2021, the Reporting Person contributed 50,000 shares of each Class A common stock and Class C capital stock to the 2021 RS Irrevocable Trust UAD 9/10/2021 (2021 GRAT) of which the Reporting Person is the sole trustee retaining investment control over the shares held by the 2021 GRAT, and the sole recipient of the annuity payments made by the 2021 GRAT. The 50,000 shares of each Class A and Class C were transferred prior to a 20-to-one stock split effected in the form of a one-time special stock dividend on July 15, 2022. On November 1, 2022, in satisfaction of the first annual annuity payment from the 2021 GRAT, the Reporting Person transferred 265,676 shares of each Class A and Class C stock to his individual account and immediately transferred the same 265,676 shares of each Class A and Class C stock to the 2022 RS Irrevocable Trust UAD 10/28/2022, a new 5-year GRAT (New GRAT), of which he is the sole trustee and the sole recipient of the annuity payments.
F2: On December 29, 2021, the Reporting Person's spouse contributed 50,000 shares of each Class A common stock and Class C capital stock to the 2021 VS Irrevocable Trust UAD 9/10/2021 (2021 VS GRAT) of which the Reporting Person's spouse is the sole trustee, and the sole recipient of the annuity payments made by the 2021 VS GRAT. The 50,000 shares of each Class A and Class C were transferred prior to a 20-to-one stock split effected in the form of a one-time special stock dividend on July 15, 2022. On November 1, 2022, in satisfaction of the first annual annuity payment from the 2021 VS GRAT, the Reporting Person's spouse transferred 265,676 shares of each Class A and Class C stock to her individual account and immediately transferred the same 265,676 shares of each Class A and Class C stock to the 2022 VS Irrevocable Trust UAD 10/28/2022, a new 5-year VS GRAT (New VS GRAT), of which she is the sole trustee and the sole recipient of the annuity payments.
F3: The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant will vest on July 25, 2019 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F4: 1/48th of GSU grant will vest on July 25, 2020 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F5: 1/48th of GSU grant will vest on July 25, 2021 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F6: 1/48th of GSU grant will vest on July 25, 2022 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.