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Alphabet Inc. — Director's Dealing 2023
Sep 12, 2023
29736_dirs_2023-09-11_b9496e65-07f2-4300-a6e9-c53d77152de8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphabet Inc. (GOOG)
CIK: 0001652044
Period of Report: 2023-09-11
Reporting Person: HENNESSY JOHN L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-03 | Class C Capital Stock | G | 2444 | $0.00 | Disposed | 3580 | Direct |
| 2023-08-03 | Class C Capital Stock | G | 2444 | $0.00 | Acquired | 7984 | Indirect |
| 2023-09-11 | Class C Capital Stock | S | 54 | $136.8717 | Disposed | 7730 | Indirect |
| 2023-09-11 | Class C Capital Stock | S | 146 | $137.459 | Disposed | 7584 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class C Google Stock Units | 1480 | Direct |
| Class C Google Stock Units | 1840 | Direct |
| Class C Google Stock Units | 3160 | Direct |
| Class C Google Stock Units | 3889 | Direct |
| Class A Common Stock | 33160 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.66 to $136.99, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.03 to $137.82, inclusive.
F3: The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant will vest on July 25, 2020 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
F4: 1/48th of GSU grant vested on July 25, 2021 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
F5: 1/48th of GSU grant vested on July 25, 2022 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
F6: 1/48th of GSU grant vested on July 25, 2023 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.