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Alphabet Inc. Director's Dealing 2021

Jan 6, 2021

29736_dirs_2021-01-06_422af548-7c5b-4e59-a044-45247b3af0d2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphabet Inc. (GOOG)
CIK: 0001652044
Period of Report: 2021-01-05

Reporting Person: HENNESSY JOHN L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-05 Class A Common Stock S 1 $1724.81 Disposed 3308 Indirect
2021-01-05 Class A Common Stock S 10 $1730.5985 Disposed 3289 Indirect
2021-01-05 Class A Common Stock S 9 $1732.6622 Disposed 3299 Indirect
2021-01-05 Class A Common Stock S 7 $1733.3435 Disposed 3271 Indirect
2021-01-05 Class A Common Stock S 5 $1734.202 Disposed 3284 Indirect
2021-01-05 Class A Common Stock S 6 $1735.145 Disposed 3278 Indirect
2021-01-05 Class A Common Stock S 4 $1736.501 Disposed 3267 Indirect
2021-01-05 Class A Common Stock S 2 $1737.375 Disposed 3265 Indirect
2021-01-05 Class A Common Stock S 2 $1738.27 Disposed 3263 Indirect
2021-01-05 Class A Common Stock S 8 $1739.7356 Disposed 3255 Indirect
2021-01-05 Class A Common Stock S 2 $1741.81 Disposed 3253 Indirect
2021-01-05 Class A Common Stock S 2 $1742.27 Disposed 3251 Indirect
2021-01-05 Class A Common Stock S 2 $1743.94 Disposed 3249 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class C Capital Stock 644 Direct
Class C Capital Stock 211 Indirect
Class C Google Stock Units 49 Direct
Class C Google Stock Units 132 Direct
Class C Google Stock Units 282 Direct
Class C Google Stock Units 307 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,730.36 to $1,730.84, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (8) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,732.00 to $1,732.86, inclusive.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,733.14 to $1,733.72, inclusive.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,734.00 to $1,734.49, inclusive.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,735.10 to $1,735.25, inclusive.

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,736.42 to $1,736.54, inclusive.

F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,737.18 to $1,737.57, inclusive.

F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,739.46 to $1,739.99, inclusive.

F9: The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant vested on July 25, 2017 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.

F10: 1/48th of GSUs vested on July 25, 2018 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.

F11: 1/48th of GSUs vested on July 25, 2019 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.

F12: 1/48th of GSUs vested on July 25, 2020 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.