AI assistant
Alphabet Inc. — Director's Dealing 2021
Mar 4, 2021
29736_dirs_2021-03-03_ef4418e1-9d10-45e6-a6a9-5f6b8ba568af.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphabet Inc. (GOOG)
CIK: 0001652044
Period of Report: 2021-03-03
Reporting Person: Pichai Sundar (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-03 | Class A Common Stock | S | 175 | $2058.39 | Disposed | 6757 | Direct |
| 2021-03-03 | Class C Capital Stock | S | 193 | $2052.634 | Disposed | 119204 | Direct |
| 2021-03-03 | Class C Capital Stock | S | 100 | $2057.77 | Disposed | 119104 | Direct |
| 2021-03-03 | Class C Capital Stock | S | 400 | $2061.43 | Disposed | 118704 | Direct |
| 2021-03-03 | Class C Capital Stock | S | 130 | $2062.8431 | Disposed | 118574 | Direct |
| 2021-03-03 | Class C Capital Stock | S | 100 | $2064.01 | Disposed | 118474 | Direct |
| 2021-03-03 | Class C Capital Stock | S | 300 | $2065.79 | Disposed | 118174 | Direct |
| 2021-03-03 | Class C Capital Stock | S | 600 | $2066.795 | Disposed | 117574 | Direct |
| 2021-03-03 | Class C Capital Stock | S | 200 | $2075.565 | Disposed | 117374 | Direct |
| 2021-03-03 | Class C Capital Stock | S | 100 | $2076.91 | Disposed | 117274 | Direct |
| 2021-03-03 | Class C Capital Stock | S | 302 | $2078.6247 | Disposed | 116972 | Direct |
| 2021-03-03 | Class C Capital Stock | S | 100 | $2079.64 | Disposed | 116872 | Direct |
| 2021-03-03 | Class C Capital Stock | S | 300 | $2086.23 | Disposed | 116572 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class C Google Stock Units | 61337 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Class C Capital Stock | $316.9399 | 2022-04-04 | Class C Capital Stock (8646) | 8646 | Direct |
| Option to Purchase Class A Common Stock | $318.2102 | 2022-04-04 | Class A Common Stock (8646) | 8646 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,052.25 to $2,053.24, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (12) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,057.77 to $2,058.76, inclusive.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,061.07 to $2,062.06, inclusive.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,062.79 to $2,063.78, inclusive.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,064.01 to $2,063.00, inclusive.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,065.21 to $2,066.20, inclusive.
F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,066.47 to $2,067.46, inclusive.
F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,075.43 to $2,076.42, inclusive.
F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,076.91 to $2,077.90, inclusive.
F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,078.43 to $2,079.42, inclusive.
F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,079.64 to $2,080.63, inclusive.
F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,085.84 to $2,086.83, inclusive.
F13: Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/12th of the GSUs vested on March 25, 2020 and an additional 1/12th of the GSUs will vest quarterly thereafter until the GSUs are fully vested, subject to continuing employment on the applicable vesting dates.
F14: Option is fully vested.