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Alphabet Inc. — Director's Dealing 2021
Mar 30, 2021
29736_dirs_2021-03-29_26346de8-9f03-4d35-97d8-edd0bad6a84f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphabet Inc. (GOOG)
CIK: 0001652044
Period of Report: 2021-03-25
Reporting Person: WALKER JOHN KENT (SVP, Global Affairs and CLO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-25 | Class C Google Stock Units | C | 1248 | $0.00 | Disposed | 26707 | Direct |
| 2021-03-25 | Class C Google Stock Units | F | 1081 | $2045.06 | Disposed | 25626 | Direct |
| 2021-03-25 | Class C Google Stock Units | C | 1324 | $0.00 | Disposed | 9178 | Direct |
| 2021-03-25 | Class C Google Stock Units | F | 1301 | $2045.06 | Disposed | 7877 | Direct |
| 2021-03-25 | Class C Capital Stock | C | 2571 | $0.00 | Acquired | 2572 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 200 | $2017.125 | Disposed | 2372 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 100 | $2019.56 | Disposed | 2272 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 100 | $2022.76 | Disposed | 2172 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 200 | $2024.855 | Disposed | 1972 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 100 | $2025.65 | Disposed | 1872 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 100 | $2026.79 | Disposed | 1772 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 200 | $2028.23 | Disposed | 1572 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 100 | $2031.53 | Disposed | 1472 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 100 | $2033.17 | Disposed | 1372 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 100 | $2035.53 | Disposed | 1272 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 100 | $2037.47 | Disposed | 1172 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 100 | $2038.79 | Disposed | 1072 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 126 | $2042.9094 | Disposed | 946 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 100 | $2043.83 | Disposed | 846 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 100 | $2045.85 | Disposed | 746 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 300 | $2052.2533 | Disposed | 446 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 44 | $2053.7645 | Disposed | 402 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 200 | $2055.30 | Disposed | 202 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 100 | $2056.15 | Disposed | 102 | Direct |
| 2021-03-29 | Class C Capital Stock | S | 100 | $2057.15 | Disposed | 2 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class C Capital Stock | 4986 | Indirect |
Footnotes
F1: The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/8th of GSU grant vested on June 25, 2020 and an additional 1/16th of the grant will vest quarterly on the 25th day of the month thereafter until the GSU are fully vested, subject to continued employment on the applicable vesting dates.
F2: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.
F3: Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
F4: 1/16th of GSU vested on March 25, 2018 and an additional 1/16th of the grant will vest quarterly on the 25th day of the month thereafter until the GSU are fully vested, subject to continued employment on the applicable vesting dates.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,017.02 to $2,018.01, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5) through (11) to this Form 4.
F6: The shares were sold in multiple transactions at prices ranging from $2,024.40 to $2,025.39, inclusive.
F7: The shares were sold in multiple transactions at prices ranging from $2,028.17 to $2,029.16, inclusive.
F8: The shares were sold in multiple transactions at prices ranging from $2,042.33 to $2,043.32, inclusive.
F9: The shares were sold in multiple transactions at prices ranging from $2,051.75 to $2,052.74, inclusive.
F10: The shares were sold in multiple transactions at prices ranging from $2,053.71 to $2,054.70, inclusive.
F11: The shares were sold in multiple transactions at prices ranging from $2,055.00 to $2,055.99, inclusive.