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Alphabet Inc. — Director's Dealing 2020
Jan 3, 2020
29736_dirs_2020-01-02_0abe28b2-5666-489c-9d68-6c36f15670b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphabet Inc. (GOOG)
CIK: 0001652044
Period of Report: 2020-01-02
Reporting Person: Drummond David C (SVP, Corporate Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-02 | Class C Capital Stock | M | 800 | $281.6107 | Acquired | 47129 | Direct |
| 2020-01-02 | Class C Capital Stock | M | 9762 | $286.5159 | Acquired | 56891 | Direct |
| 2020-01-02 | Class C Capital Stock | M | 2882 | $316.9399 | Acquired | 59773 | Direct |
| 2020-01-02 | Class C Capital Stock | M | 14985 | $316.9399 | Acquired | 74758 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 400 | $1341.55 | Disposed | 74358 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 400 | $1345.155 | Disposed | 73958 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 1100 | $1347.9639 | Disposed | 72858 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 1598 | $1348.932 | Disposed | 71260 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 602 | $1349.6647 | Disposed | 70658 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 1400 | $1351.166 | Disposed | 69258 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 2212 | $1352.4166 | Disposed | 67046 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 2390 | $1353.3518 | Disposed | 64656 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 1110 | $1354.412 | Disposed | 63546 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 2842 | $1355.5066 | Disposed | 60704 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 2410 | $1356.4401 | Disposed | 58294 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 2013 | $1357.5465 | Disposed | 56281 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 748 | $1358.5091 | Disposed | 55533 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 578 | $1359.5215 | Disposed | 54955 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 500 | $1369.602 | Disposed | 54455 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 725 | $1361.6826 | Disposed | 53730 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 600 | $1363.1721 | Disposed | 53130 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 2158 | $1364.1064 | Disposed | 50972 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 3692 | $1365.0591 | Disposed | 47280 | Direct |
| 2020-01-02 | Class C Capital Stock | S | 951 | $1365.8308 | Disposed | 46329 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-02 | Option to Purchase Class C Capital Stock | $316.9399 | M | 14985 | Disposed | 2022-04-04 | Class C Capital Stock (14985) | Direct |
| 2020-01-02 | Option to Purchase Class C Capital Stock | $316.9399 | M | 2882 | Disposed | 2022-04-04 | Class C Capital Stock (2882) | Direct |
| 2020-01-02 | Option to Purchase Class C Capital Stock | $286.5159 | M | 9762 | Disposed | 2021-04-06 | Class C Capital Stock (9762) | Direct |
| 2020-01-02 | Option to Purchase Class C Capital Stock | $281.6107 | M | 800 | Disposed | 2020-12-01 | Class C Capital Stock (800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class C Google Stock Units | 21004 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,341.55 to $1,342.54, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (20) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,345.04 to $1,346.03, inclusive.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,347.35 to $1,348.34, inclusive.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,348.35 to $1,349.34, inclusive.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,349.41 to $1,350.40, inclusive.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,350.70 to $1,351.69, inclusive.
F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,351.83 to $1,352.82, inclusive.
F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,352.98 to $1,353.97, inclusive.
F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,353.98 to $1,354.97, inclusive.
F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,355.00 to $1,355.99, inclusive.
F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,356.00 to $1,356.99, inclusive.
F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,357.02 to $1,358.01, inclusive.
F13: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,358.03 to $1,359.02, inclusive.
F14: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,359.08 to $1,360.07, inclusive.
F15: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,360.09 to $1,361.08, inclusive.
F16: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,361.25 to $1,362.24, inclusive.
F17: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,362.58 to $1,363.57, inclusive.
F18: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,363.60 to $1,364.59, inclusive.
F19: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,641.61 to $1,365.60, inclusive.
F20: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,365.63 to $1,366.62, inclusive.
F21: Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Class C capital stock for each share underlying the GSU as GSU vests. 1/16th of GSUs vested on March 25, 2018 and an additional 1/16th vests quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.
F22: Option is fully vested.