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Alphabet Inc. Director's Dealing 2020

Feb 7, 2020

29736_dirs_2020-02-07_fc6c45b8-b3d0-4808-b1d8-10aa0099798d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphabet Inc. (GOOG)
CIK: 0001652044
Period of Report: 2020-02-05

Reporting Person: HENNESSY JOHN L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-05 Class C Capital Stock S 4 $1432.6262 Disposed 317 Indirect
2020-02-05 Class C Capital Stock S 4 $1434.375 Disposed 313 Indirect
2020-02-05 Class C Capital Stock S 6 $1436.5066 Disposed 307 Indirect
2020-02-05 Class C Capital Stock S 5 $1437.993 Disposed 302 Indirect
2020-02-05 Class C Capital Stock S 5 $1439.765 Disposed 297 Indirect
2020-02-05 Class C Capital Stock S 6 $1440.702 Disposed 291 Indirect
2020-02-05 Class C Capital Stock S 7 $1441.7107 Disposed 284 Indirect
2020-02-05 Class C Capital Stock S 11 $1442.5436 Disposed 273 Indirect
2020-02-05 Class C Capital Stock S 2 $1443.835 Disposed 271 Indirect
2020-02-05 Class C Capital Stock S 7 $1446.1928 Disposed 264 Indirect
2020-02-05 Class C Capital Stock S 2 $1448.7025 Disposed 262 Indirect
2020-02-05 Class C Capital Stock S 1 $1462.13 Disposed 261 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 3993 Indirect
Class C Capital Stock 487 Direct
Class C Google Stock Units 53 Direct
Class C Google Stock Units 139 Direct
Class C Google Stock Units 211 Direct
Class C Google Stock Units 385 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,432.38 to $1,433.15, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (11) to this Form 4.

F2: The shares were sold in multiple transactions at prices ranging from $1,434.28 to $1,434.48, inclusive.

F3: The shares were sold in multiple transactions at prices ranging from $1,436.17 to $1,436.87, inclusive.

F4: The shares were sold in multiple transactions at prices ranging from $1,437.46 to $1,438.30, inclusive.

F5: The shares were sold in multiple transactions at prices ranging from $1,439.33 to $1,439.92, inclusive.

F6: The shares were sold in multiple transactions at prices ranging from $1,440.24 to $1,440.98, inclusive.

F7: The shares were sold in multiple transactions at prices ranging from $1,441.20 to $1,441.96, inclusive.

F8: The shares were sold in multiple transactions at prices ranging from $1,442.02 to $1,442.89, inclusive.

F9: The shares were sold in multiple transactions at prices ranging from $1,443.75 to $1,443.92, inclusive.

F10: The shares were sold in multiple transactions at prices ranging from $1,446.05 to $1,446.92, inclusive.

F11: The shares were sold in multiple transactions at prices ranging from $1,448.61 to $1,448.80, inclusive.

F12: Includes 451 shares of Class C Capital Stock issued upon vesting of Class C GSUs during 2019, the grants of which were previously reported on Form 4s.

F13: The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant vested on July 25, 2016 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.

F14: 1/48th of GSUs vested on July 25, 2017 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.

F15: 1/48th of GSUs vested on July 25, 2018 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.

F16: 1/48th of GSUs vested on July 25, 2019 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.