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Alphabet Inc. — Director's Dealing 2020
Feb 11, 2020
29736_dirs_2020-02-11_ca2f8587-df16-4d14-b069-8740f1280c25.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Alphabet Inc. (GOOG)
CIK: 0001652044
Period of Report: 2019-12-31
Reporting Person: DOERR L JOHN (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3485 | Direct |
| Class A Common Stock | 118653 | Indirect |
| Class C Capital Stock | 791195 | Indirect |
| Class C Capital Stock | 95755 | Indirect |
| Class C Capital Stock | 5645 | Direct |
| Class C Google Stock Units | 64 | Direct |
| Class C Google Stock Units | 147 | Direct |
| Class C Google Stock Units | 190 | Direct |
| Class C Google Stock Units | 276 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0.00 | Class A Common Stock (1117447) | 1117447 | Indirect |
Footnotes
F1: The Reporting Person is an officer and trustee of the Benificus Foundation and shares the investment authority over the shares held by the Benificus Foundation. The Reporting Person disclaims any pecuniary interest in the shares held by the Benificus Foundation.
F2: Includes 424 shares of Class C Capital Stock issued upon vesting of Class C GSUs during 2019, the grants of which were previously reported on Form 4s.
F3: The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/48th of GSUs vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.
F4: 1/48th of GSUs vested on July 25, 2017 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.
F5: 1/48th of GSU grant vested on July 25, 2018 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
F6: 1/48th of GSU grant vested on July 25, 2019 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
F7: All shares are exercisable.
F8: There is no expiration date for the Issuer's Class B Common Stock.