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Alphabet Inc. — Director's Dealing 2020
Mar 28, 2020
29736_dirs_2020-03-27_361da883-cf45-4cb6-89ca-ecf8828711f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphabet Inc. (GOOG)
CIK: 0001652044
Period of Report: 2020-03-25
Reporting Person: Pichai Sundar (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-25 | Class C Capital Stock | C | 6897 | $0.00 | Acquired | 106742 | Direct |
| 2020-03-25 | Class C Google Stock Units | F | 2719 | $1134.46 | Disposed | 20283 | Direct |
| 2020-03-25 | Class C Google Stock Units | C | 3031 | $0.00 | Disposed | 17252 | Direct |
| 2020-03-25 | Class C Google Stock Units | F | 3801 | $1134.46 | Disposed | 88204 | Direct |
| 2020-03-25 | Class C Google Stock Units | C | 3866 | $0.00 | Disposed | 84338 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 5473 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Class A Common Stock | $318.2102 | 2022-04-04 | Class A Common Stock (8646) | 8646 | Direct |
| Option to Purchase Class A Common Stock | $253.6664 | 2020-08-04 | Class A Common Stock (1459) | 1459 | Direct |
| Option to Purchase Class C Capital Stock | $316.9399 | 2022-04-04 | Class C Capital Stock (8646) | 8646 | Direct |
| Option to Purchase Class C Capital Stock | $252.6537 | 2020-08-04 | Class C Capital Stock (1459) | 1459 | Direct |
Footnotes
F1: Vesting of Class C Google Stock Units (GSUs) grant of which was previously reported on Form 4.
F2: Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/4th of the GSUs vested on March 25, 2020 and an additional 1/4th of the GSUs will vest quarterly thereafter until the GSUs are fully vested, subject to continued employment on the applicable vesting dates.
F3: Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
F4: 1/12th of the GSUs will vest on March 25, 2020 and an additional 1/12th of the GSUs will vest quarterly thereafter until the GSUs are fully vested, subject to continuing employment on the applicable vesting dates.
F5: Option is fully vested.