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Alphabet Inc. — Director's Dealing 2020
Jul 2, 2020
29736_dirs_2020-07-02_dcbfde35-f665-4ff9-8bc9-3c202404b10e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphabet Inc. (GOOG)
CIK: 0001652044
Period of Report: 2020-07-01
Reporting Person: DOERR L JOHN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-01 | Class C Google Stock Units | A | 245 | $0.00 | Acquired | 245 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class C Google Stock Units | 237 | Direct |
| Class C Google Stock Units | 152 | Direct |
| Class C Google Stock Units | 98 | Direct |
| Class C Capital Stock | 5835 | Direct |
| Class A Common Stock | 3485 | Direct |
| Class C Capital Stock | 791195 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0.00 | Class A Common Stock (1117447) | 1117447 | Indirect |
Footnotes
F1: The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant will vest on July 25, 2020 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F2: Annual Director grant.
F3: 1/48th of GSU grant vested on July 25, 2019 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
F4: 1/48th of GSU grant vested on July 25, 2018 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
F5: 1/48th of GSU grant vested on July 25, 2017 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
F6: All shares are exercisable as of the transaction date.
F7: There is no expiration date for the Issuer's Class B Common Stock.