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Alphabet Inc. Director's Dealing 2020

Sep 10, 2020

29736_dirs_2020-09-09_4c70ca0c-cf8b-4ce5-8ac8-a40afa56f43a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphabet Inc. (GOOG)
CIK: 0001652044
Period of Report: 2020-09-08

Reporting Person: HENNESSY JOHN L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-08 Class A Common Stock S 1 $1523.04 Disposed 3543 Indirect
2020-09-08 Class A Common Stock S 1 $1524.81 Disposed 3542 Indirect
2020-09-08 Class A Common Stock S 3 $1525.603 Disposed 3539 Indirect
2020-09-08 Class A Common Stock S 1 $1526.44 Disposed 3538 Indirect
2020-09-08 Class A Common Stock S 4 $1529.44 Disposed 3534 Indirect
2020-09-08 Class A Common Stock S 3 $1533.756 Disposed 3531 Indirect
2020-09-08 Class A Common Stock S 1 $1534.77 Disposed 3530 Indirect
2020-09-08 Class A Common Stock S 5 $1535.20 Disposed 3525 Indirect
2020-09-08 Class A Common Stock S 3 $1536.606 Disposed 3522 Indirect
2020-09-08 Class A Common Stock S 14 $1538.385 Disposed 3508 Indirect
2020-09-08 Class A Common Stock S 4 $1539.79 Disposed 3504 Indirect
2020-09-08 Class A Common Stock S 5 $1542.39 Disposed 3499 Indirect
2020-09-08 Class A Common Stock S 2 $1544.625 Disposed 3497 Indirect
2020-09-08 Class A Common Stock S 8 $1545.13 Disposed 3489 Indirect
2020-09-08 Class A Common Stock S 1 $1547.23 Disposed 3488 Indirect
2020-09-08 Class A Common Stock S 4 $1550.092 Disposed 3484 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class C Capital Stock 517 Direct
Class C Capital Stock 211 Indirect
Class C Google Stock Units 82 Direct
Class C Google Stock Units 160 Direct
Class C Google Stock Units 319 Direct
Class C Google Stock Units 336 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,525.01 to $1,525.90, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (10) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,529.53 to $1,529.55, inclusive.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,533.51 to $1,533.88, inclusive.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,536.02 to $1,536.90, inclusive.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,537.96 to $1,538.87, inclusive.

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,539.68 to $1,539.90, inclusive.

F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,542.19 to $1,542.67, inclusive.

F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,544.50 to $1,544.75, inclusive.

F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,545.00 to $1,545.68, inclusive.

F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,549.98 to $1,550.26, inclusive.

F11: The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant vested on July 25, 2017 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.

F12: 1/48th of GSUs vested on July 25, 2018 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.

F13: 1/48th of GSUs vested on July 25, 2019 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.

F14: 1/48th of GSUs vested on July 25, 2020 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.