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Alphabet Inc. Director's Dealing 2020

Nov 6, 2020

29736_dirs_2020-11-06_1fd5b523-8be2-4b24-85f1-48612dd7e145.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alphabet Inc. (GOOG)
CIK: 0001652044
Period of Report: 2020-11-05

Reporting Person: HENNESSY JOHN L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-05 Class A Common Stock S 2 $1750.785 Disposed 3422 Indirect
2020-11-05 Class A Common Stock S 2 $1755.24 Disposed 3420 Indirect
2020-11-05 Class A Common Stock S 2 $1757.905 Disposed 3418 Indirect
2020-11-05 Class A Common Stock S 1 $1758.13 Disposed 3417 Indirect
2020-11-05 Class A Common Stock S 5 $1759.597 Disposed 3412 Indirect
2020-11-05 Class A Common Stock S 2 $1760.1925 Disposed 3410 Indirect
2020-11-05 Class A Common Stock S 4 $1761.975 Disposed 3406 Indirect
2020-11-05 Class A Common Stock S 4 $1763.615 Disposed 3402 Indirect
2020-11-05 Class A Common Stock S 6 $1764.385 Disposed 3396 Indirect
2020-11-05 Class A Common Stock S 5 $1765.713 Disposed 3391 Indirect
2020-11-05 Class A Common Stock S 3 $1766.3733 Disposed 3388 Indirect
2020-11-05 Class A Common Stock S 2 $1767.98 Disposed 3386 Indirect
2020-11-05 Class A Common Stock S 5 $1769.596 Disposed 3381 Indirect
2020-11-05 Class A Common Stock S 3 $1770.3966 Disposed 3378 Indirect
2020-11-05 Class A Common Stock S 4 $1771.335 Disposed 3374 Indirect
2020-11-05 Class A Common Stock S 2 $1773.99 Disposed 3372 Indirect
2020-11-05 Class A Common Stock S 4 $1776.485 Disposed 3368 Indirect
2020-11-05 Class A Common Stock S 2 $1783.06 Disposed 3366 Indirect
2020-11-05 Class A Common Stock S 2 $1788.12 Disposed 3364 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class C Capital Stock 580 Direct
Class C Capital Stock 211 Indirect
Class C Google Stock Units 66 Direct
Class C Google Stock Units 146 Direct
Class C Google Stock Units 301 Direct
Class C Google Stock Units 321 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,750.75 to $1,750.83, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (12) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,757.85 to $1,757.96, inclusive.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,759.17 to $1,759.54, inclusive.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,760.04 to $1,760.35, inclusive.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,761.80 to $1,762.16, inclusive.

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,764.35 to $1,764.70, inclusive.

F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,765.19 to $1,765.95, inclusive.

F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,766.30 to $1,766.52, inclusive.

F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,769.30 to $1,769.85, inclusive.

F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,770.06 to $1,770.56, inclusive.

F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,771.15 to $1,771.55, inclusive.

F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,776.14 to $1,776.83, inclusive.

F13: The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant vested on July 25, 2017 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.

F14: 1/48th of GSUs vested on July 25, 2018 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.

F15: 1/48th of GSUs vested on July 25, 2019 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.

F16: 1/48th of GSUs vested on July 25, 2020 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.