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Alphabet Inc. — Director's Dealing 2020
Dec 30, 2020
29736_dirs_2020-12-30_608e75a6-ffdb-4de6-a091-ae891a00c77f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphabet Inc. (GOOG)
CIK: 0001652044
Period of Report: 2020-12-28
Reporting Person: Pichai Sundar (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-30 | Class C Capital Stock | G | 9100 | $0.00 | Disposed | 112631 | Direct |
| 2020-11-30 | Class C Capital Stock | G | 9100 | $0.00 | Acquired | 9100 | Indirect |
| 2020-12-28 | Class C Google Stock Units | F | 2851 | $1738.85 | Disposed | 2900 | Direct |
| 2020-12-28 | Class C Google Stock Units | C | 2900 | $0.00 | Disposed | 0 | Direct |
| 2020-12-28 | Class C Capital Stock | C | 2900 | $0.00 | Acquired | 115531 | Direct |
| 2020-12-28 | Class C Google Stock Units | F | 3801 | $1738.85 | Disposed | 65203 | Direct |
| 2020-12-28 | Class C Google Stock Units | C | 3866 | $0.00 | Disposed | 61337 | Direct |
| 2020-12-28 | Class C Capital Stock | C | 3866 | $0.00 | Acquired | 119397 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 6932 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Class A Common Stock | $318.2102 | 2022-04-04 | Class A Common Stock (8646) | 8646 | Direct |
| Option to Purchase Class C Capital Stock | $316.9399 | 2022-04-04 | Class C Capital Stock (8646) | 8646 | Direct |
Footnotes
F1: Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/4th of the GSU vested on March 25, 2020 and an additional 1/4th of the GSU will vest quarterly thereafter until the GSU are fully vested, subject to continued employment on the applicable vesting dates.
F2: Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
F3: Vesting of GSU, grant of which was previously reported in Form 4.
F4: 1/12th of the GSU vested on March 25, 2020 and an additional 1/12th of the GSU will vest quarterly thereafter until the GSU are fully vested, subject to continuing employment on the applicable vesting dates.
F5: Option is fully vested.