AI assistant
Alphabet Inc. — Director's Dealing 2017
Nov 2, 2017
29736_dirs_2017-11-02_971a7223-6f65-4065-a264-4c200653471e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphabet Inc. (GOOG)
CIK: 0001652044
Period of Report: 2017-11-01
Reporting Person: Pichai Sundar (Director, CEO, Google Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-01 | Class A Common Stock | S | 375 | $1035.99 | Disposed | 1699 | Direct |
| 2017-11-01 | Class C Capital Stock | S | 3625 | $1017.21 | Disposed | 36181 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Google Stock Units | 22740 | Direct |
| Class C Google Stock Units | 153747 | Direct |
| Class C Google Stock Units | 22740 | Direct |
| Class C Google Stock Units | 353939 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Class C Capital Stock | $217.6838 | 2019-07-29 | Class C Capital Stock (2436) | 2436 | Direct |
| Option to Purchase Class A Common Stock | $318.2102 | 2022-04-04 | Class A Common Stock (8646) | 8646 | Direct |
| Option to Purchase Class A Common Stock | $218.5563 | 2019-07-29 | Class A Common Stock (2436) | 2436 | Direct |
| Option to Purchase Class A Common Stock | $253.6664 | 2020-08-04 | Class A Common Stock (1459) | 1459 | Direct |
| Option to Purchase Class C Capital Stock | $316.9399 | 2022-04-04 | Class C Capital Stock (8646) | 8646 | Direct |
| Option to Purchase Class C Capital Stock | $252.6537 | 2020-08-04 | Class C Capital Stock (1459) | 1459 | Direct |
Footnotes
F1: The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Alphabet Inc. Class A Common Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vest monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
F2: The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/16th of the GSUs vested on March 25, 2016, and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continuing employment on such vesting dates.
F3: The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vest monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
F4: 100% of the grant will vest on April 25, 2018, subject to continued employment on such date.
F5: Option is fully vested.