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Alphabet Inc. — Director's Dealing 2016
May 17, 2016
29736_dirs_2016-05-16_31223575-e428-4640-84ff-128d1738f3a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alphabet Inc. (GOOG)
CIK: 0001652044
Period of Report: 2016-05-16
Reporting Person: DOERR L JOHN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-16 | Class C Capital Stock | S | 4569 | $706.3111 | Disposed | 956063 | Indirect |
| 2016-05-16 | Class C Capital Stock | S | 4871 | $707.1985 | Disposed | 951192 | Indirect |
| 2016-05-16 | Class C Capital Stock | S | 1700 | $708.1515 | Disposed | 949492 | Indirect |
| 2016-05-16 | Class C Capital Stock | S | 4454 | $709.9272 | Disposed | 945038 | Indirect |
| 2016-05-16 | Class C Capital Stock | S | 299 | $710.5838 | Disposed | 944739 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class C Capital Stock | 3798 | Direct |
| Class A Common Stock | 3343 | Direct |
| Class C Google Stock Unit | 336 | Direct |
| Class C Google Stock Unit | 25 | Direct |
| Class C Google Stock Unit | 117 | Direct |
| Class C Google Stock Unit | 533 | Direct |
| Class A Google Stock Unit | 25 | Direct |
| Class A Google Stock Unit | 117 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0 | Class A Common Stock (1117447) | 1117447 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $705.79 to $706.78, inclusive. The Reporting Person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5).
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $706.79 to $707.78.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $707.92 to $708.91.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $709.30 to $710.29.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $710.44 to $711.43.
F6: 1/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
F7: 1/48th of the grant vested on July 25, 2012 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on such dates.
F8: 1/48th of the grant vested on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
F9: 1/48th of Restricted Stock Units (GSUs) will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
F10: 1/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of the month thereafter, subject to continued employment on such vesting dates.
F11: There is no exercisable date for the Issuer's Class B Common Stock.
F12: There is no expiration date for the Issuer's Class B Common Stock.