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Alpha Teknova, Inc. Director's Dealing 2023

Sep 21, 2023

33586_dirs_2023-09-21_32440b2c-76d9-4367-ab13-206ecdd1a8d5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alpha Teknova, Inc. (TKNO)
CIK: 0001850902
Period of Report: 2023-09-19

Reporting Person: Telegraph Hill Partners IV, L.P. (N/A)
Reporting Person: THP IV Affiliates Fund, LLC (N/A)
Reporting Person: Telegraph Hill Partners IV Investment Management LLC (N/A)
Reporting Person: Telegraph Hill Partners Management Company, LLC (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-09-19 Common Stock P 6917837 $1.85 Acquired 21859660 Direct
2023-09-19 Common Stock P 1190270 $1.85 Acquired 3761132 Indirect

Footnotes

F1: Shares purchased in a private placement of Alpha Teknova, Inc.

F2: Shares held directly by Telegraph Hill Partners IV, L.P ("THP IV"). Telegraph Hill Partners IV Investment Management, LLC ("THP IM") is the general partner of THP IV. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV.

F3: Shares held directly by THP IV Affiliates Fund, LLC ("THP IV AFF"). THP IM is the manager of THP IV AFF. THPMC is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV AFF.