Alpha Teknova, Inc. — Director's Dealing 2021

Jun 24, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Alpha Teknova, Inc. (TKNO)
CIK: 0001850902
Period of Report: 2021-06-24

Reporting Person: Telegraph Hill Partners IV, L.P. (10% Owner)
Reporting Person: THP IV Affiliates Fund, LLC (10% Owner)
Reporting Person: Telegraph Hill Partners IV Investment Management LLC (10% Owner)
Reporting Person: Telegraph Hill Partners Management Company, LLC (10% Owner)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Convertible Preferred Stock	$		Common Stock (14941823)		Indirect
Series A Convertible Preferred Stock	$		Common Stock (2570862)		Indirect

Footnotes

F1: The Series A Convertible Preferred Stock is convertible at any time, at the holder's election, and has no expiration date. The Series A Convertible Preferred Stock will convert automatically upon the issuer's consummation of a qualifying initial public offering.

F2: Shares held directly by Telegraph Hill Partners IV, L.P ("THP IV"). Telegraph Hill Partners IV Investment Management, LLC ("THP IM") is the general partner of THP IV. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV.

F3: Shares held directly by THP IV Affiliates Fund, LLC ("THP IV AFF"). THP IM is the manager of of THP IV AFF. THPMC is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV AFF.