Alpha Teknova, Inc. — Director's Dealing 2021

Jun 29, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alpha Teknova, Inc. (TKNO)
CIK: 0001850902
Period of Report: 2021-06-28

Reporting Person: Telegraph Hill Partners IV, L.P. (10% Owner)
Reporting Person: THP IV Affiliates Fund, LLC (10% Owner)
Reporting Person: Telegraph Hill Partners IV Investment Management LLC (10% Owner)
Reporting Person: Telegraph Hill Partners Management Company, LLC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-28	Common Stock	C	14941823	—	Acquired	14941823	Direct
2021-06-28	Common Stock	C	2570862	—	Acquired	2570862	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-28	Series A Convertible Preferred Stock	$	C	7970673	Disposed		Common Stock (14941823)	Direct
2021-06-28	Series A Convertible Preferred Stock	$	C	1371419	Disposed		Common Stock (2570862)	Indirect

Footnotes

F1: The Series A Convertible Preferred Stock was converted on June 28, 2021, at the election of the holder and in accordance with the Company's then-current amended and restated certificate of incorporation, and has no expiration date. The Series A Convertible Preferred Stock converted into shares of the Company's common stock on a 1-for-1.8746 basis.

F2: Shares held directly by Telegraph Hill Partners IV, L.P ("THP IV"). Telegraph Hill Partners IV Investment Management, LLC ("THP IM") is the general partner of THP IV. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV.

F3: Shares held directly by THP IV Affiliates Fund, LLC ("THP IV AFF"). THP IM is the manager of of THP IV AFF. THPMC is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV AFF.