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ALPHA PRO TECH LTD Regulatory Filings 2004

May 7, 2004

34573_rns_2004-05-07_17eb3d3f-0e42-45a4-8bf7-e43a15ed21af.zip

Regulatory Filings

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DEFR14A 1 a04-5590_1defr14a.htm DEFR14A

UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )
Filed
by the Registrant o
Filed
by a Party other than the Registrant o
Check
the appropriate box:
o Preliminary
Proxy Statement
o Confidential, for Use of the Commission Only (as permitted
by Rule 14a-6(e)(2))
ý Definitive
Proxy Statement
o Definitive
Additional Materials
o Soliciting
Material Pursuant to §240.14a-12
ALPHA PRO TECH, LTD.
(Name of Registrant as Specified In Its
Charter)
N/A
(Name of Person(s) Filing Proxy Statement,
if other than the Registrant)
Payment
of Filing Fee (Check the appropriate box):
ý No
fee required.
o Fee
computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11.
(1) Title
of each class of securities to which transaction applies:
(2) Aggregate
number of securities to which transaction applies:
(3) Per
unit price or other underlying value of transaction computed pursuant to
Exchange Act Rule 0-11 (set forth the amount on which the filing fee is
calculated and state how it was determined):
(4) Proposed
maximum aggregate value of transaction:
(5) Total
fee paid:
o Fee
paid previously with preliminary materials.
o Check
box if any part of the fee is offset as provided by Exchange Act Rule
0-11(a)(2) and identify the filing for which the offsetting fee was paid
previously. Identify the previous filing by registration statement number, or
the Form or Schedule and the date of its filing.
(1) Amount
Previously Paid:
(2) Form,
Schedule or Registration Statement No.:
(3) Filing
Party:
(4) Date
Filed:
Persons
who are to respond to the collection of information contained in this form
are not required to respond unless the form displays a currently valid OMB
control number.

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This supplement is being filed to correct an error in reporting the number of shares subject to currently exercisable options of Mr. Millar. They were reported at 275,000 and should have been reported at 725,000.

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Scientific Products. In October, 1992, he was named Vice President-Sales and Marketing for Baxter’s Critical Environmental Solutions business. In September, 1995, Baxter Scientific Products was purchased by VWR Scientific Products, Inc. where Mr. Scheerer served as Vice-President Critical Environmental Solutions and New Business Ventures until joining the Company.

There are no family relationships between the above persons other than Lloyd Hoffman who is the son of Sheldon Hoffman.

Security Ownership of Certain Beneficial Owners and Management

The following table sets forth certain information as of March 30, 2004 with respect to shares of Common Stock of the Company beneficially owned by each director of the Company, each nominee for director, each executive officer of the Company, by all officers and directors as a group, and by persons known to the Company to be beneficial owners of more than 5% of the Company’s Stock.

Directors, Executive Officers — and 5% Shareholders Number of Shares — Beneficially Owned Percent of Class
William R.
Lykken 740 McHugh Avenue Grafton, ND 1,422,100 6.1 %
Al Millar, President and Director 1,774,811 (1) 7.4 %
Sheldon Hoffman, CEO and Director 1,412,638 (2) 5.9 %
Robert H. Isaly, Director 698,790 (3) 3.0 %
John Ritota, Director 361,694 (4) 1.6 %
Lloyd Hoffman, CFO and
Sr. VP- Finance and Administration 385,000 (5) 1.6 %
Donald E. Bennett, Jr., Senior 331,667 (6) 1.4 %
Vice President-Manufacturing and Director
Russell Manock, Director 70,900 (7) .3 %
Michael Scheerer 506,900 (8) 2.2 %
Sr. VP-Sales and Marketing
David B. Anderson, Director 39,334 0.2 %
All directors and executive 5,581,734 21.6 %
officers as a Group (9 persons)

(1) Includes 725,000 shares subject to currently exercisable options; and includes 110,942 shares and 45,000 shares subject to currently exercisable options owned beneficially by Mr. Millar’s wife, as to which Mr. Millar

6

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