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ALPHA PRO TECH LTD — Regulatory Filings 2004
May 7, 2004
34573_rns_2004-05-07_17eb3d3f-0e42-45a4-8bf7-e43a15ed21af.zip
Regulatory Filings
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DEFR14A 1 a04-5590_1defr14a.htm DEFR14A
| UNITED STATES | ||
|---|---|---|
| SECURITIES AND EXCHANGE | ||
| COMMISSION | ||
| Washington, D.C. 20549 | ||
| SCHEDULE 14A | ||
| Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) | ||
| Filed | ||
| by the Registrant o | ||
| Filed | ||
| by a Party other than the Registrant o | ||
| Check | ||
| the appropriate box: | ||
| o | Preliminary | |
| Proxy Statement | ||
| o | Confidential, for Use of the Commission Only (as permitted | |
| by Rule 14a-6(e)(2)) | ||
| ý | Definitive | |
| Proxy Statement | ||
| o | Definitive | |
| Additional Materials | ||
| o | Soliciting | |
| Material Pursuant to §240.14a-12 | ||
| ALPHA PRO TECH, LTD. | ||
| (Name of Registrant as Specified In Its | ||
| Charter) | ||
| N/A | ||
| (Name of Person(s) Filing Proxy Statement, | ||
| if other than the Registrant) | ||
| Payment | ||
| of Filing Fee (Check the appropriate box): | ||
| ý | No | |
| fee required. | ||
| o | Fee | |
| computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11. | ||
| (1) | Title | |
| of each class of securities to which transaction applies: | ||
| (2) | Aggregate | |
| number of securities to which transaction applies: | ||
| (3) | Per | |
| unit price or other underlying value of transaction computed pursuant to | ||
| Exchange Act Rule 0-11 (set forth the amount on which the filing fee is | ||
| calculated and state how it was determined): | ||
| (4) | Proposed | |
| maximum aggregate value of transaction: | ||
| (5) | Total | |
| fee paid: | ||
| o | Fee | |
| paid previously with preliminary materials. | ||
| o | Check | |
| box if any part of the fee is offset as provided by Exchange Act Rule | ||
| 0-11(a)(2) and identify the filing for which the offsetting fee was paid | ||
| previously. Identify the previous filing by registration statement number, or | ||
| the Form or Schedule and the date of its filing. | ||
| (1) | Amount | |
| Previously Paid: | ||
| (2) | Form, | |
| Schedule or Registration Statement No.: | ||
| (3) | Filing | |
| Party: | ||
| (4) | Date | |
| Filed: | ||
| Persons | ||
| who are to respond to the collection of information contained in this form | ||
| are not required to respond unless the form displays a currently valid OMB | ||
| control number. |
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This supplement is being filed to correct an error in reporting the number of shares subject to currently exercisable options of Mr. Millar. They were reported at 275,000 and should have been reported at 725,000.
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Scientific Products. In October, 1992, he was named Vice President-Sales and Marketing for Baxters Critical Environmental Solutions business. In September, 1995, Baxter Scientific Products was purchased by VWR Scientific Products, Inc. where Mr. Scheerer served as Vice-President Critical Environmental Solutions and New Business Ventures until joining the Company.
There are no family relationships between the above persons other than Lloyd Hoffman who is the son of Sheldon Hoffman.
Security Ownership of Certain Beneficial Owners and Management
The following table sets forth certain information as of March 30, 2004 with respect to shares of Common Stock of the Company beneficially owned by each director of the Company, each nominee for director, each executive officer of the Company, by all officers and directors as a group, and by persons known to the Company to be beneficial owners of more than 5% of the Companys Stock.
| Directors, Executive Officers — and 5% Shareholders | Number of Shares — Beneficially Owned | Percent of Class | |
|---|---|---|---|
| William R. | |||
| Lykken 740 McHugh Avenue Grafton, ND | 1,422,100 | 6.1 % | |
| Al Millar, President and Director | 1,774,811 | (1) | 7.4 % |
| Sheldon Hoffman, CEO and Director | 1,412,638 | (2) | 5.9 % |
| Robert H. Isaly, Director | 698,790 | (3) | 3.0 % |
| John Ritota, Director | 361,694 | (4) | 1.6 % |
| Lloyd Hoffman, CFO and | |||
| Sr. VP- Finance and Administration | 385,000 | (5) | 1.6 % |
| Donald E. Bennett, Jr., Senior | 331,667 | (6) | 1.4 % |
| Vice President-Manufacturing and Director | |||
| Russell Manock, Director | 70,900 | (7) | .3 % |
| Michael Scheerer | 506,900 | (8) | 2.2 % |
| Sr. VP-Sales and Marketing | |||
| David B. Anderson, Director | 39,334 | 0.2 % | |
| All directors and executive | 5,581,734 | 21.6 % | |
| officers as a Group (9 persons) |
(1) Includes 725,000 shares subject to currently exercisable options; and includes 110,942 shares and 45,000 shares subject to currently exercisable options owned beneficially by Mr. Millars wife, as to which Mr. Millar
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