AI assistant
ALPHA PRO TECH LTD — Major Shareholding Notification 2016
Feb 12, 2016
34573_mrq_2016-02-12_54ecdf45-5b23-4030-ad67-451503caeed6.zip
Major Shareholding Notification
Open in viewerOpens in your device viewer
SC 13G 1 sc13g.htm
Field: Rule-Page
Field: /Rule-Page
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Field: Rule-Page
Field: /Rule-Page
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2
ALPHA PRO TECH, LTD.
Field: Rule-Page
Field: /Rule-Page
(Name of Issuer)
Common Stock
Field: Rule-Page
Field: /Rule-Page
(Title of Class of Securities)
020772109
Field: Rule-Page
Field: /Rule-Page
(CUSIP Number)
December 31, 2015
Field: Rule-Page
Field: /Rule-Page
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| [ ] | Rule
13d-1(b) |
| --- | --- |
| [X] | Rule
13d-1(c) |
| [ ] | Rule
13d-1(d) |
Field: Rule-Page
Field: /Rule-Page
- The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes ).
Field: Rule-Page
Field: /Rule-Page
Field: Page; Sequence: 1
Field: /Page
CUSIP No. 020772109 13G Page 1 of 4 Pages
| 1. | NAMES
OF REPORTING PERSONS |
| --- | --- |
| | Alexander
W. Millar |
| 2. | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
| | (a)
[ ] |
| | (b)
[ ] |
| 3. | SEC
USE ONLY |
| 4. | CITIZENSHIP
OR PLACE OF ORGANIZATION |
| | Canada |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | |
| 5. | SOLE
VOTING POWER |
| | 1,343,459 |
| 6. | SHARED
VOTING POWER |
| | 202,727 |
| 7. | SOLE
DISPOSITIVE POWER |
| | 1,343,459 |
| 8. | SHARED
DISPOSITIVE POWER |
| | 202,727 |
| 9. | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| | 1,546,186 |
| 10. | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
| | [ ] |
| 11. | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
| | 8.5% (1) |
| 12. | TYPE
OF REPORTING PERSON |
| | IN |
(1) Based on 18,159,454 shares of Common Stock of Alpha Pro Tech, Ltd. outstanding as of November 2, 2015, as reported by Alpha Pro Tech, Ltd. in its Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on November 5, 2015.
Field: Page; Sequence: 2
Field: /Page
CUSIP No. 020772109 13G Page 2 of 4 Pages
SCHEDULE 13G
| Item
1. | |
| --- | --- |
| (a) | Name
of Issuer: |
| | Alpha
Pro Tech, Ltd. |
| (b) | Address
of Issuer’s Principal Executive Offices: |
| | 60
Centurian Drive, Suite 112 |
| | Markham,
Ontario L3R 9R2 |
| Item
2. | |
| (a) | Name
of Person Filing: |
| | Incorporated
by reference from Item 1 of the Cover Pages. |
| (b) | Address
of Principal Business Office or, if none, Residence: |
| | Alexander
W. Millar |
| | 60
Centurian Drive, Suite 112 |
| | Markham,
Ontario L3R 9R2 |
| (c) | Citizenship: |
| | Incorporated
by reference from Item 4 of the Cover Pages. |
| (d) | Title
of Class of Securities: |
| | Incorporated
by reference from the Cover Pages. |
| (e) | CUSIP
Number: |
| | Incorporated
by reference from the Cover Pages. |
| Item
3. | If
this statement is filed pursuant to §§ 240.13d-1(b) or §§ 240.13d-2(b) or (c), check whether the person
filing is a: |
| | Not
Applicable. |
| Item
4. | Ownership. |
| (a) | Amount
beneficially owned: |
| | Incorporated
by reference from Item 9 of the Cover Pages. |
| (b) | Percent
of class: |
| | Incorporated
by reference from Item 11 of the Cover Pages. |
Field: Page; Sequence: 3
Field: /Page
CUSIP No. 020772109 13G Page 3 of 4 Pages
| (c) | |
|---|---|
| (i) | Sole |
| power to vote or to direct the vote | |
| Incorporated | |
| by reference from Item 5 of the Cover Pages. | |
| (ii) | Shared |
| power to vote or to direct the vote | |
| Incorporated | |
| by reference from Item 6 of the Cover Pages. | |
| (iii) | Sole |
| power to dispose or to direct the disposition of | |
| Incorporated | |
| by reference from Item 7 of the Cover Pages. | |
| (iv) | Shared |
| power to dispose or to direct the disposition of | |
| Incorporated | |
| by reference from Item 8 of the Cover Pages. |
| Item
5. | Ownership
of Five Percent or Less of a Class. |
| --- | --- |
| | If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than 5 percent of the class of securities, check the following [ ]. |
| Item
6. | Ownership
of More than Five Percent on Behalf of Another Person. |
| | With
respect to the beneficial ownership reported for Alexander W. Millar, 202,727 shares are held by Mr. Millar’s spouse,
who has the right to receive or the power to direct the receipt of the proceeds from the sale of such shares. |
| Item
7. | Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control
Person. |
| | Not
Applicable. |
| Item
8. | Identification
and Classification of Members of the Group. |
| | Not
Applicable. |
| Item
9. | Notice
of Dissolution of Group. |
| | Not
Applicable. |
| Item
10. | Certifications. |
| | By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities
and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect,
other than activities solely in connection with a nomination under § 240.14a-11. |
Field: Page; Sequence: 4
Field: /Page
CUSIP No. 020772109 13G Page 4 of 4 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| February
12, 2016 |
| --- |
| Date |
| /s/
Alexander W. Millar |
| Alexander
W. Millar |
Field: Page; Sequence: 5
Field: /Page