ALPHA PRO TECH LTD — Major Shareholding Notification 2009

Oct 30, 2009

SC 13D/A 1 a09-32602_1sc13da.htm SC 13D/A

SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D/A
[Rule 13d-101]

*INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT*

*TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO*

*§ 240.13d-2(a)*

*(Amendment No. 2)**

*Alpha Pro Tech, Ltd.*

(Name of Issuer)

*Common Stock, par value $0.01*

(Title of Class of Securities)

*020772109*

(CUSIP Number)

*William R. Lykken*

*310 West 17 th Street*

*Grafton, North Dakota 58237-2005*

*(701) 520-1713*

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

*October 26, 2009*

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 13d-1(f) or 240.13d-1(g), check the following box o

*Note.* Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

• The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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CUSIP No. 020772109 — 1	Name of Reporting Person William R. Lykken
2	Check the Appropriate Box
if a Member of a Group
	(a)	o
	(b)	o
3	SEC Use Only
4	Source of Funds N/A (See Item 3)
5	Check if Disclosure of Legal Proceedings Is
Required Pursuant to Item 2(d) or 2(e) o
6	Citizenship or Place of Organization United States of America
Number of Shares Beneficially Owned by Each Reporting Person With	7	Sole Voting Power 1,134,827
	8	Shared Voting Power 145,170
	9	Sole Dispositive Power 1,134,827
	10	Shared Dispositive Power 145,170
11	Aggregate Amount
Beneficially Owned by Each Reporting Person 1,279,997
12	Check Box if the Aggregate
Amount in Row (11) Excludes Certain Shares o
13	Percent of Class
Represented by Amount in Row (11) 5.7%(1)
14	Type of Reporting Person IN

(1) Based on 22,370,950 shares of Common Stock of Alpha Pro Tech, Ltd. outstanding as of October 27, 2009, as reported by Alpha Pro Tech, Ltd. in its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2009, filed with the Securities and Exchange Commission on October 28, 2009.

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Item 1.	Security and Issuer.
This Amendment No. 2
(this “Amendment”) amends and supplements the Schedule 13D/A filed on April
8, 1999 (as previously amended, the “Schedule 13D”) by the Reporting Person
with respect to the Common Stock, par value $0.01 (the “Shares”), of Alpha
Pro Tech, Ltd., a Delaware corporation, with its principal executive offices
located at Suite 112, 60 Centurian Drive, Markham, Ontario, Canada L3R 9R2
(the “Issuer”). The total dispositions
of Shares by the Reporting Person since the date of filing of the previous
amendment to the Schedule 13D (Amendment No. 1 to Schedule 13D, which was
filed on April 8, 1999) represent approximately a 1.1% decrease in the Reporting
Person’s beneficial ownership of the outstanding Shares of the Issuer since
the date of the filing of the previous amendment to the Schedule 13D, and,
therefore, are deemed material for purposes of Rule 13d-2(a) under the
Securities Exchange Act of 1934, as amended.
The Reporting Person is filing this Amendment No. 2 to the Schedule
13D to report the decreased percentage of the Common Stock of the Issuer
beneficially owned by the Reporting Person as of October 26, 2009.
Item 2.	Identity and Background.
(a) The Schedule 13D is being filed by
William R. Lykken (the “Reporting Person”). (b) The Reporting Person’s residence
address is 310 West 17 th Street, Grafton, North Dakota 58237-2005. (c) The Reporting Person is self-employed
as president of Lykken, Inc., Box 606, Grafton, North Dakota 58237. (d) During the last five years, the
Reporting Person has not been convicted in a criminal proceeding (excluding
traffic violations or similar misdemeanors). (e) During the last five years, the
Reporting Person has not been a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and as a result of such
proceeding was or is subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to,
federal or state securities laws or finding any violation with respect to
such laws. (f) The Reporting Person is an individual
resident of the State of North Dakota and a citizen of the United States of
America.
Item 3.	Source and Amount of Funds or Other
Consideration.
Not
applicable. This Amendment is being
filed to report the disposition by the Reporting Person of Shares in an
amount that represents approximately a 1.1% decrease in the Reporting
Person’s beneficial ownership of the outstanding Shares of the Issuer since
the date of the filing of the previous amendment to the Schedule 13D.
Item 4.	Purpose of Transaction.
This
Amendment is being filed to report the disposition by the Reporting Person of
Shares in an amount that represents approximately a 1.1% decrease in the
Reporting Person’s beneficial ownership of the outstanding Shares of the
Issuer since the date of the filing of the previous amendment to the Schedule
13D. The Reporting Person intends to
review, on a continuing basis, his investment in the Issuer. Depending on such review and evaluation of
the business and prospects of the Issuer and the price level of the Shares,
and such other factors as he may deem relevant, the Reporting Person may (i) acquire
Shares, (ii) sell Shares in

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| privately negotiated
transactions or in sales registered or exempt from registration under the
Securities Act of 1933 or (iii) engage in any combination of the
foregoing. Subject to applicable law,
the Reporting Person may enter into derivative transactions, hedging
transactions or alternative structures with respect to the Shares. Any open market or privately negotiated
purchases, sales, distributions or other transactions may be made at any time
without additional prior notice. Any
alternative that the Reporting Person may pursue will depend upon a variety
of factors, including, without limitation, current and anticipated future trading
prices of the Shares, the financial condition, results of operations and
prospects of the Issuer and general economic, financial market and industry
conditions, other investment and business opportunities available to the
Reporting Person, general stock market and economic conditions, tax considerations
and other factors. Other than as
described in this Item 4, the Reporting Persons does not have any current
plans or proposals that relate to or that would result in any of the
transactions or other matters specified in clauses (a) through (j) of
Item 4 of Schedule 13D; provided, however, that, at any time, the Reporting
Person may (i) review or reconsider his position with respect to the
Issuer, and the Reporting Person reserves the right to develop such plans or
proposals at any time, and (ii) make proposals to or have discussions
with the Issuer with respect to any such transactions or matters or
communicate with other shareholders with respect thereto. | |
| --- | --- |
| Item 5. | Interest in Securities of the Issuer. |
| (a) Incorporated
by reference to Items 11 and 13 of the Cover Page. (b) Incorporated
by reference to Items 7-10 of the Cover Page. (c) During the
past sixty days, the Reporting Person sold in the open market Shares in the
amounts and at the prices indicated below. | |

| TRADE
DATE | NUMBER
OF SHARES | PRICE
PER SHARE |
| --- | --- | --- |
| 10/26/2009 | 55,000 | 30,000 Shares at $7.50 |
| | | 25,000 Shares at $7.55 |

| (d) With respect
to the beneficial ownership reported for the Reporting Person, 103,000 Shares
are held jointly with the Reporting Person’s spouse, and 42,170 Shares are
held jointly with the Reporting Person’s sister. These individuals share with the Reporting
Person the right to receive or the power to direct the receipt of dividends
from, or the proceeds from the sale of, those respective Shares. (e) Not applicable. | |
| --- | --- |
| Item 6. | Contracts, Arrangements, Understandings or
Relationships with Respect to Securities of the Issuer. |
| Other
than as described herein, there are no contracts, arrangements,
understandings or relationships (legal or otherwise) between the Reporting
Person and any other person with respect to the Shares. | |
| Item 7. | Material to be Filed as Exhibits. |
| Not
applicable. | |

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*SIGNATURE*

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: October 30, 2009

| /s/
William R. Lykken |
| --- |
| William
R. Lykken |

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