ALPHA PRO TECH LTD — Interim / Quarterly Report 2008

Jan 16, 2009

10-Q/A 1 a09-3250_310qa.htm 10-Q/A

*SECURITIES AND EXCHANGE COMMISSION*

*Washington, D.C. 10549*

*FORM 10-Q/A*

*Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934*

*For the Quarter Ended September 30, 2008*

*Commission File No. 01-15725*

*Alpha Pro Tech, Ltd.*

(exact name of registrant as specified in its charter)

| Delaware,
U.S.A. | 63-1009183 |
| --- | --- |
| (State or other
jurisdiction of incorporation) | (I.R.S. Employer
Identification No.) |
| Suite 112,
60 Centurian Drive | |
| Markham,
Ontario, Canada | L3R 9R2 |
| (Address of principal
executive offices) | (Zip Code) |

Registrant’s telephone number, including area code: (905) 479-0654

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.

Yes x No o

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer (as defined in Rule 12b-2).

Large accelerated filer o Accelerated filer o Non-accelerated filer x Smaller Reporting Company o

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act.)

Yes o No x

Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of November 3, 2008. 24,249,753 shares of common stock, $.01 par value

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*Explanatory Note*

*This amendment is being filed to comply with rule 12b-15 of the Exchange Act to include the certifications that were missing from the original amended return filed on December 11, 2008.*

*ITEM 4. CONTROLS AND PROCEDURES*

*Evaluation of Disclosure Controls and Procedures.*

Under the supervision and with the participation of our management, including our Chief Executive Officer (principal executive officer) and Chief Financial Officer (principal financial officer), we evaluated the effectiveness of the design and operation of our disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Securities Exchange Act of 1934 (the “Exchange Act”)). Disclosure controls and procedures are the controls and other procedures that we designed to ensure that we record, process, summarize and report in a timely manner the information we must disclose in reports that we file with or submit to the Securities and Exchange Commission under the Exchange Act.

In designing and evaluating our disclosure controls and procedures, we recognize that any controls and procedures, no matter how well designed and operated, can provide only reasonable assurance of achieving the desired control objectives, and we are required to apply our judgment in evaluating the cost-benefit relationship of possible controls and procedures.

Based on the evaluation, our principal executive and financial officers concluded that our disclosure controls and procedures were effective as of the end of the period covered by this report.

*Changes in Internal Control Over Financial Reporting.*

There has been no change in our internal control over financial reporting (as defined in Rules 13a-15(f) and 15d-15(f) under the Exchange Act) that occurred during our fiscal quarter ended September 30, 2008, that has materially affected, or is reasonably likely to materially affect, our internal control over financial reporting.

*SIGNATURES*

Pursuant to the requirements of Section 13 or 15 (d) of the Securities Exchange Act of 1934, the Registrant has fully caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

*ALPHA PRO TECH, LTD* .

| DATE: | January 16,
2009 | BY: /s/ Sheldon
Hoffman |
| --- | --- | --- |
| | | Sheldon Hoffman |
| | | Executive Officer and
Director |
| DATE: | January 16,
2009 | BY: /s/ Lloyd
Hoffman |
| | | Lloyd Hoffman |
| | | Chief Financial Officer |

2

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