ALPHA PRO TECH LTD — Director's Dealing 2020

Mar 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALPHA PRO TECH LTD (APT)
CIK: 0000884269
Period of Report: 2020-02-28

Reporting Person: HOFFMAN LLOYD (CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-28	common stock	S	155000	$34.49	Disposed	0	Indirect
2020-02-28	common stock	M	200000	$2.12	Acquired	271000	Direct
2020-02-28	common stock	M	31667	$3.20	Acquired	302667	Direct
2020-02-28	common stock	S	301667	$34.49	Disposed	1000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-28	employee stock option ( right to buy)	$2.12	M	66667	Disposed	2021-06-23	common stock (66667)	Direct
2020-02-28	employee stock option ( right to buy)	$2.12	M	66667	Disposed	2021-06-23	common stock (66667)	Direct
2020-02-28	employee stock options ( right to buy)	$2.12	M	66666	Disposed	2021-06-23	common stock (66666)	Direct
2020-02-28	employee stock options ( right to buy)	$3.20	M	31667	Disposed	2023-03-20	common stock (31667)	Direct

Footnotes

F1: On August 14,2018, upon the distribution of assets from a family trust, the reporting person acquired 155,000 shares of the issuer's common stock, which shares will be held by 1268265 Ontario Inc., of which the reporting person is the sole shareholder